Core Viewpoint - The SEC has appointed James Maloney as the head of the Division of Corporation Finance, which oversees IPO reviews and corporate disclosures, indicating a focus on enhancing regulatory oversight and investor protection [1] Group 1: Appointment Details - James Maloney, a partner at Gibson Dunn, will assume the role starting next month [1] - Maloney previously worked at the SEC from 1994 to 2000, handling mergers and the Corporation Finance Division [1] Group 2: Responsibilities of the Division - The Division of Corporation Finance is responsible for reviewing financial reports submitted by companies to ensure adequate disclosure of potential risks to investors [1] - The division also provides guidance on compliance with SEC rules, including executive compensation disclosures and reporting requirements for non-GAAP earnings metrics [1] Group 3: Maloney's Statement - Maloney expressed his anticipation of returning to the Division of Corporation Finance to develop sensible, practical, and effective regulatory rules that support corporate growth and benefit investors [1]
资深律师回归美国证交会 执掌IPO和信披审查部门
Xin Lang Cai Jing·2025-09-10 16:48