中国证监会发布《期货公司分类评价规定》

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has revised the "Regulations on the Classification of Futures Companies" to enhance the classification evaluation system for the futures industry, aiming to better allocate regulatory resources and promote high-quality development in the futures market [3][4]. Summary by Relevant Sections Revision Overview - The title of the regulation has been changed from "Regulations on the Classification of Futures Companies" to "Regulations on the Classification Evaluation of Futures Companies" [4]. - The overall approach of the revision includes goal orientation, unified standards for scoring, and simplification of the evaluation process [3]. Key Revisions - Improvement of the Deduction Mechanism: The deduction will primarily be based on effective regulatory measures, eliminating duplicate deductions and setting reasonable deduction gradients to enhance the comprehensive punitive effect of various regulatory measures [4]. - Optimization of the Addition System: The service capability indicators for the real economy have been improved, and the market competitiveness indicators have been adjusted to three categories with nine indicators, providing a comprehensive evaluation of the business operations, overall profitability, and capital strength of futures companies [4]. - Deletion of Certain Indicators: Indicators such as "weighted adjusted average daily institutional client equity," "cost management capability," and "return on net assets" have been removed to align with the current industry development status [4]. - Adjustment of Special Evaluations: Special evaluations have been consolidated and optimized into three categories: service to national strategies, party building and cultural construction, and information technology construction [4]. - Adjustment of Special Incentives: Additional incentives will be provided for companies that cooperate with regulatory authorities in risk disposal, maintain continuous compliance without deductions for three evaluation periods, and merge with other futures companies [4].