Core Viewpoint - The company, Huaxia Wealth Management Co., Ltd., has been fined 12 million RMB by the National Financial Supervision and Administration for issues found during a risk management and internal control effectiveness inspection in 2023 [1] Group 1: Regulatory Actions - The fine imposed on the company amounts to 12 million RMB due to problems identified in the 2023 risk management and internal control effectiveness inspection [1] - The company has accepted the regulatory decision and is taking it seriously, indicating a commitment to compliance and improvement [1] Group 2: Company Response - The company has fully implemented the required rectification measures as per the regulatory feedback [1] - Currently, the company's wealth management products are operating in an orderly manner and showing stable performance [1] - The company plans to continuously enhance compliance management and risk control capabilities to protect investor rights and provide higher quality financial services [1]
华夏理财回应监管处罚：诚恳接受 已全面落实整改
Zhong Guo Jing Ji Wang·2025-09-12 11:27