【独家】中证协投行业务自律监管平台第二阶段功能拟上线

Core Points - The China Securities Association's self-regulatory platform for investment banking is set to cease operations on September 18, 2025, and will launch its second phase of functionality [1] - The platform will resume services on September 22, 2025, with data migration from the original document supervision system and quality evaluation system [1] - The platform aims to support the comprehensive registration system and effective implementation of classified evaluations [1] Summary by Sections Self-Regulatory Platform - The self-regulatory platform will integrate functions from the original document supervision and quality evaluation systems to manage electronic document directories, random checks, operational management, and quality evaluations for investment banking [1] - The platform is designed to enhance the efficiency of information reporting and reduce the reporting burden on securities firms [1] Reporting Requirements - Securities firms are required to prepare for the submission of project information and document directories in advance and upgrade their internal systems as necessary [1] - The platform will categorize reporting data into routine and special submissions, with plans to gradually expand the scope of information reporting based on self-regulatory needs [1] Previous Phase - The first phase of the self-regulatory platform was launched on December 30, 2024, allowing for the submission of investment banking document directories, project and personnel information, and reports on negative events [2]