因未按规定对员工廉洁从业情况考察评估，华安证券一营业部被监管警示

Group 1 - The Sichuan Securities Regulatory Bureau issued a warning letter to Huazheng Securities Chengdu Dongda Road Securities Business Department for failing to assess employees' integrity during their employment, violating relevant regulations [1] - The regulatory body identified that Tian Ke, during his tenure at Huazheng Securities Chengdu Ling'an Road Business Department (now Chengdu Dongda Road Business Department), promoted false financial products to clients, resulting in significant losses for them [1] - As a result of these findings, the Sichuan Securities Regulatory Bureau decided to impose corrective administrative measures on Tian Ke [1]