博芮投资|2025年金融教育宣传周——非法证券期货基金活动的常见类型Ⅱ

Core Viewpoint - The article highlights the issue of illegal securities investment consulting in China, emphasizing the need for regulatory compliance and the risks associated with unapproved investment advice [2][5][7]. Group 1: Definition and Nature of Illegal Securities Investment Consulting - Illegal securities investment consulting refers to activities conducted by individuals or organizations that provide investment analysis, predictions, or recommendations without approval from the China Securities Regulatory Commission (CSRC) [2][5]. - Such activities can occur through various platforms, including the internet, WeChat, and QQ, and may involve selling stock recommendation software [5][6]. Group 2: Case Study - A case from 2023 involved suspects who, lacking the necessary qualifications, established a company and created a mini-program and live streaming sessions to disguise their illegal consulting services under the sale of ordinary goods [6]. - The group attracted viewers by offering stock knowledge in live sessions, leading to high-priced purchases of products like ginseng wine and powder, while also providing stock codes and trading prices [6]. - The total transaction amount involved in this case exceeded 30 million yuan, and seven suspects have been arrested and the case has been forwarded to the prosecution [6]. Group 3: Regulatory Warning - Engaging in securities investment consulting services requires approval from the CSRC; without such approval, providing services related to securities trading is prohibited [7]. - A list of legitimate institutions can be found on the CSRC and the China Securities Association websites, and individuals are advised to avoid collaborating with unqualified entities to prevent financial losses [7].