筑牢合规文化根基 践行私募基金管理人责任担当 ——华金管理2025年金融教育宣传周活动侧记

Core Viewpoint - The company emphasizes the importance of protecting investors' rights and maintaining financial market stability, aligning its operations with the theme of the 2025 Financial Education Promotion Week, which focuses on "Safeguarding Financial Rights and Contributing to a Better Life" [1] Group 1: Internal Training and Professional Development - The company integrates the spirit of the association's notification into daily operations, focusing on practical effectiveness over scale [2] - Internal training sessions are organized to enhance professional capabilities, particularly in investor service and communication with institutional investors [2][5] - The company conducts case analyses and practical discussions to deepen understanding of industry compliance requirements and investor protection principles [2] Group 2: Compliance and Risk Management Culture - The company emphasizes the importance of compliance culture and professional spirit as foundational elements of its operations [3] - Risk management and investor protection awareness are integrated into all business processes, making it a key responsibility for every team member [3] Group 3: Regulatory Learning and Investor Suitability - The company organizes specialized learning sessions to ensure the team comprehensively understands regulatory requirements and operates within legal frameworks [4] - Continuous optimization of investor suitability management is pursued, ensuring due diligence processes align with investors' risk tolerance and investment goals [4] - The company promotes awareness of illegal financial activities, enhancing the team's ability to identify and prevent such risks [4] Group 4: Commitment to Service Quality and Industry Development - The company aims to strengthen internal management and enhance professional service capabilities as a result of the Financial Education Promotion Week [6] - A commitment to transparent operations and open communication with investors is maintained, with a focus on integrity and professional capability to gain market recognition [6]