前三季度第三方投顾机构吃罚单50余张，过半涉及误导性宣传

Core Viewpoint - Sichuan QianKun Cloud Intelligent Technology Co., Ltd. has been ordered to rectify its operations due to inadequate securities investment advisory management and compliance mechanisms, reflecting broader issues within the third-party advisory industry in China [2][3][4]. Group 1: Company Issues - Sichuan QianKun Cloud has been penalized twice this year for compliance issues, including inadequate management mechanisms and misleading promotional practices [3][4]. - The company was found to have violated the Interim Regulations on Securities Investment Advisory Business, leading to administrative supervision measures [3]. - The company, established in 1997 with a registered capital of 30 million yuan, offers various financial services, including investment consulting and asset management [3]. Group 2: Industry Overview - A total of 53 penalties have been issued to third-party advisory institutions this year, with over half related to misleading promotional practices [6][7]. - Beijing Tianxiang Wealth Management Co., Ltd. has received the highest number of penalties, totaling four, indicating a trend of compliance issues across the industry [6]. - The most common violations include misleading advertising and unqualified personnel providing advisory services, with 28 out of 53 penalties citing misleading promotions [7].