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SEC 与 Finra 关注部分加密财库公司公告前交易异动,涉信息披露违规
Xin Lang Cai Jing·2025-09-25 23:39

Core Viewpoint - Over 200 companies adopting cryptocurrency treasury strategies have recently attracted the attention of the SEC and FINRA due to unusual stock price fluctuations prior to the announcement of their plans [1] Group 1 - Regulatory agencies have contacted several companies regarding significant trading volume and stock price surges before public disclosure of cryptocurrency asset purchases, potentially violating the Fair Disclosure Regulation (Reg FD) [1] - The Fair Disclosure Regulation prohibits companies from selectively disclosing significant non-public information to individual investors [1] - Some lawyers indicate that such communications from regulatory bodies often precede internal trading investigations [1]