Zhong Guo Jing Ji Wang·2025-09-26 03:05Core Points - The China Securities Regulatory Commission (CSRC) Guizhou Regulatory Bureau issued a warning letter to Zou Wenjin for violating regulations by engaging individuals outside of licensed securities brokers for client solicitation activities [1][3] - This action is in accordance with Article 8, Item 7 of the Securities Brokerage Business Management Measures, which prohibits such practices [1][2] - Zou is required to submit a written rectification report within 15 working days and is advised to learn from this incident to prevent future violations [3] Company Overview - China Galaxy Securities Co., Ltd. (stock codes: 601881.SH, 06881.HK) was established in 2007 and is based in Beijing, focusing on capital market services [1] - The company has a registered capital of approximately 1,093.44 million RMB and a paid-in capital of 600.1 million RMB [1]