17年从业老保代违规炒股16年，没一罚一达1000万

Core Viewpoint - Recent regulatory actions against securities professionals for illegal stock trading have drawn significant attention, with penalties totaling over 170 million yuan, highlighting the severity and duration of violations in the industry [1][6][12]. Group 1: Regulatory Actions - On September 26, the regulatory body issued four penalties for illegal stock trading, with the highest single case penalty exceeding 159 million yuan, marking a new high in recent years [1][6]. - The penalties involved individuals using others' accounts to trade stocks, attempting to circumvent regulations prohibiting such activities for industry professionals [1][2][6]. Group 2: Individual Cases - Zhang Xiang controlled multiple accounts for trading from February 2018 to October 2024, resulting in a total penalty of approximately 159 million yuan and a five-year market ban [2][6]. - Jin Yaping, a securities professional, faced penalties totaling over 10 million yuan for illegal stock trading over a 16-year period, making him the only currently employed professional among the violators [3][12]. - Zhao Youqiang and Deng Wei'an received lower penalties of 256,666 yuan and 350,000 yuan respectively for their violations, which occurred in 2016 and 2023 [2][6]. Group 3: Duration and Severity of Violations - The violations spanned from 2008 to 2024, with Jin Yaping's misconduct lasting the longest at 16 years, indicating a persistent disregard for regulations [6][7]. - The regulatory body has shown a commitment to pursuing accountability regardless of the time elapsed since the violations occurred [6][7]. Group 4: Defense and Rebuttal - All four individuals attempted to defend their actions, claiming reasons such as account control by others and minor infractions, but these defenses were rejected by the regulatory body [8]. - The regulatory authority confirmed the validity of the violations based on substantial evidence, emphasizing the appropriateness of the penalties imposed [8].