今年以来多家私募“偏离主业”被监管层点名

Core Viewpoint - The regulatory authorities have increasingly pointed out that several private equity firms have deviated from their core business, leading to warnings and administrative measures against them [1][2][4]. Group 1: Regulatory Actions - Hainan Securities Regulatory Bureau issued a warning letter to Green Creation Fund Management (Hainan) Co., Ltd. for using private fund assets for lending activities and failing to report significant matters in a timely manner [2][4]. - Other private equity firms, such as Hainan Zhuodai Fund Management Co., Ltd. and Chongqing Expressway Industry Equity Investment Fund Management Co., Ltd., have also faced similar warnings for using fund assets for lending [2][4]. Group 2: Industry Behavior - The private equity industry is characterized by weak compliance awareness during its rapid growth phase, with some managers seeking profits through lending activities, often using covert methods like disguised debt contracts [3][4]. - Various private equity firms have been found engaging in unrelated business activities, such as selling pseudo-gold exchange products and providing consulting services, which are in conflict with their core asset management responsibilities [4]. Group 3: Future Implications - The tightening of regulations and increased inspections are expected to compress the operational space for non-compliant private equity firms, pushing them towards a focus on core asset management and compliance [3][4]. - Industry insiders emphasize the need for private equity managers to enhance internal compliance mechanisms and focus on investment research and risk control to regain investor trust and ensure sustainable development [4].