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交易商协会:完善主承销商日常评价标准 持续提升主承销商综合执业能力
Xin Hua Cai Jing·2025-09-29 13:53

Group 1 - The core viewpoint of the announcement is to enhance the comprehensive practice capabilities of lead underwriters and promote high-quality development in the interbank bond market through optimized evaluation standards [1][3] - The overall approach includes reinforcing support for technology finance and inclusive finance, aligning with national policy directives, and guiding financial resources towards key sectors [1][2] - The evaluation mechanism will focus on the performance of lead underwriters in supporting technology innovation bonds and private enterprise bonds, thereby enhancing the service and support of financial resources [1][2] Group 2 - The framework for capacity building of lead underwriters will be improved, establishing a six-in-one practice capability framework that includes issuance pricing, market-oriented sales, ongoing management, underwriting market-making linkage, risk sharing, and research innovation [1][2] - There will be a continuous optimization of the evaluation mechanism for specialized lead underwriters, showcasing institutions that excel in inclusive, technology-driven, green bonds, structured products, panda bonds, and derivatives [2] - Guidance on compliance and self-regulation will be strengthened, with increased warning measures for self-discipline violations to maintain a healthy market ecosystem [3]