中信建投收福建证监局警示函 持续督导阳光中科未尽责
Zhong Guo Jing Ji Wang·2025-09-29 08:08

Group 1 - The core issue is that CITIC Securities failed to properly supervise and disclose significant operational disruptions at Sunshine Zhongke Energy Co., Ltd, which could adversely affect the company's ongoing viability [1][2] - Sunshine Zhongke's workshops 182 and 166 have been suspended since November 2023 and September 2023 respectively, with workshop 182 of phase three expected to halt operations from January to April 2024 [1] - CITIC Securities was aware of these operational suspensions as of January 2024 but did not ensure that Sunshine Zhongke fulfilled its information disclosure obligations, violating the relevant regulations [1][2] Group 2 - The Fujian Securities Regulatory Bureau has decided to issue a warning letter to CITIC Securities as an administrative regulatory measure, which will be recorded in the securities and futures market integrity archives [1][2]