Core Viewpoint - The China Securities Investment Fund Industry Association (CSRC) has issued a disciplinary decision against Lupu Wealth Management (Shanghai) Co., Ltd. for failing to provide significant information that could affect investors' rights [2][4]. Group 1: Disciplinary Actions - Lupu Wealth was registered as a private equity fund manager in October 2014 and managed private funds that acquired 401 million yuan in subordinated trust shares related to a real estate project [4]. - The disciplinary decision states that Lupu Wealth did not disclose critical information to investors, including the nature of the subordinated trust shares, instances of loan defaults, and ongoing litigation related to the trust loans [4]. - The CSRC has decided to suspend the acceptance of Lupu Wealth's private fund product filings for six months due to these violations [4]. Group 2: Previous Penalties - In November 2024, Lupu Wealth was penalized by the Shanghai Securities Regulatory Bureau, which mandated corrective actions, issued a warning, and imposed a fine of 100,000 yuan [4]. - The company's legal representative and chairman, He Yong, received a warning and a fine of 30,000 yuan for the same violations [4]. Group 3: Company Information - Lupu Wealth is wholly owned by Shanghai Lupu Investment Management Group Co., Ltd., but it currently has only two insured employees according to Tianyancha [4].
陆浦财富涉嫌信披违规 被暂停受理私募基金产品备案六个月
Xi Niu Cai Jing·2025-09-30 08:44