北京证监局对标普信用评级(中国)有限公司出具警示函
Zheng Quan Shi Bao Wang·2025-09-30 09:27

Core Viewpoint - The Beijing Securities Regulatory Bureau issued a warning letter to Moody's Credit Ratings (China) Co., Ltd. for failing to adhere to the principle of consistency in its securities rating business and for not disclosing information as required, violating several regulations [1] Summary by Relevant Sections - Regulatory Action - The Beijing Securities Regulatory Bureau has taken action against Moody's Credit Ratings (China) Co., Ltd. by issuing a warning letter [1] - Compliance Issues - Moody's Credit Ratings (China) Co., Ltd. was found to have not followed the principle of consistency in its rating practices [1] - The company failed to meet information disclosure requirements as mandated by regulations [1] - Regulatory Violations - The violations pertain to the Securities Market Credit Rating Business Management Measures, specifically Articles 4, 39, and 42 [1]