Group 1 - The Shenzhen Securities Regulatory Bureau has issued a compliance warning to Yingda Securities, citing issues such as inadequate employee management and insufficient internal controls over new media [1] - The regulatory body has mandated corrective measures, requiring Yingda Securities to submit a written rectification report within 30 days [1] - A senior management personnel responsible for brokerage business has received a warning letter, indicating accountability for the identified issues [1] Group 2 - In 2024, Yingda Securities achieved an operating income of 808 million yuan, representing a year-on-year decline of 6.05% [2] - However, the profit side showed significant improvement, with a total profit of 206 million yuan, up 66.96% year-on-year [2] - The net profit reached 176 million yuan, reflecting a year-on-year increase of 64.43% [2]
英大证券及副总经理石磊领警示函 员工管理不到位、新媒体内控不完善被责令整改
Xin Lang Zheng Quan·2025-09-30 10:45