证监会：对吹哨人提供有效线索和关键证据 协助查处证券期货重大违法行为实施奖励

Core Points - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have solicited public opinions on the draft regulations for whistleblower rewards related to securities and futures violations, aiming to encourage the reporting of significant illegal activities in the financial market [1][2] Summary by Sections Whistleblower Definition and Rights - A whistleblower is defined as an individual or entity that is aware of securities and futures violations and is willing to provide evidence to protect investors' rights [3] - Any individual or entity has the right to report suspected violations to the CSRC, with a preference for real-name reporting [4] Reward Mechanism - Whistleblowers providing effective leads and key evidence that assist in the investigation of significant violations will be rewarded [5] - Rewards are set at 3% of the total fines collected from the case, with a maximum of 500,000 yuan for significant leads and up to 1,000,000 yuan for cases with nationwide impact or involving internal informants [10][14] Conditions for Reward Eligibility - Whistleblowers must provide clear facts and valid evidence, and the violations must result in fines exceeding 1,000,000 yuan for rewards to be applicable [10] - Certain conditions disqualify whistleblowers from receiving rewards, such as providing false information or being the main responsible party for the violation [11][13] Processing and Confidentiality - The CSRC will handle the leads according to legal procedures, ensuring confidentiality and protection of the whistleblower's identity [5][16] - Whistleblowers can check the status of their reports but will not receive individual updates on the investigation [10] Administrative and Legal Framework - The regulations are based on existing laws such as the Securities Law and the Futures and Derivatives Law, aiming to enhance the enforcement against securities and futures violations [3] - The CSRC will manage the reward funds within its departmental budget, ensuring strict oversight and confidentiality of whistleblower information [16][19]