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最高100万元!证监会、财政部联合发文:提高吹哨人奖励标准
Zheng Quan Shi Bao·2025-09-30 12:55

Core Points - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have jointly released the "Whistleblower Reward Regulations" to enhance the whistleblower system and significantly increase reward standards [1][2][3] Group 1: Reward Standards - The reward amount has been increased from 1% to 3% of the penalty amount collected from the case [1][3] - The maximum reward for providing significant illegal activity leads has been raised from 100,000 yuan to 500,000 yuan [1][3] - For cases with nationwide significant impact or involving particularly large amounts, the maximum reward has been unified to 1,000,000 yuan [1][3] Group 2: Reward Conditions - The criteria for rewarding cases have been expanded to include serious violations that severely disrupt market order, endanger financial security, or infringe on investors' rights [3] - Anonymous whistleblowers who provide relevant materials and those who played a minor role in the illegal activities are also eligible for rewards [3] - Whistleblowers who withdraw their leads or obstruct investigations will not be rewarded [3] Group 3: Reward Procedures and Protection Mechanisms - The regulations emphasize the importance of confidentiality and the protection of whistleblower rights, with a structured process for receiving and handling leads [4][5] - A dedicated mechanism will prioritize the verification of leads provided by internal informants [4] - Whistleblower identities will be managed anonymously, and any retaliation against whistleblowers is strictly prohibited [5][6] Group 4: Accountability and Oversight - The regulations establish a supervisory accountability mechanism to address failures in handling whistleblower leads [6] - Staff members who neglect their duties or engage in misconduct regarding whistleblower information will face disciplinary actions [6]