拟较大幅度提高吹哨人奖励标准 证监会、财政部征求意见

Core Points - The China Securities Regulatory Commission (CSRC) has revised the whistleblower reward system to enhance the reporting of securities and futures violations, increasing the reward standards significantly [1][2][3] Group 1: Reward Standards - The reward amount for whistleblowers has been increased from 1% to 3% of the penalties collected from the violations [2][4] - The maximum reward for providing significant violation leads has been raised from 100,000 yuan to 500,000 yuan [2][4] - For cases with nationwide significant impact or involving particularly large amounts, the maximum reward has been unified to 1,000,000 yuan [2][4] Group 2: Reporting Conditions - The conditions for rewarding whistleblowers have been expanded to include serious violations that severely disrupt market order or harm investor rights [2][3] - Whistleblowers who provide anonymous tips and those who played a minor role in the violations may also be eligible for rewards if they meet the criteria [2][3] Group 3: Processing and Protection Mechanisms - The CSRC has established strict processing requirements to ensure confidentiality and protect the rights of whistleblowers [3][5] - A dedicated mechanism has been set up to prioritize the investigation of leads provided by internal informants [3][4] - Whistleblower identities will be managed anonymously, and any retaliation against them will be strictly prohibited [5][6] Group 4: Reward Procedures - The reward initiation process has been clarified, with the CSRC to implement rewards based on the number of qualifying cases and budget considerations [4][5] - Whistleblower registration will be managed by the China Securities Investor Protection Fund, with a confirmation period of three months [4][5]