证监会、财政部征求意见 拟提高吹哨人奖励！

Core Points - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have revised the regulations on whistleblower rewards for reporting violations in the securities and futures markets, significantly increasing the reward standards and optimizing the procedures for reporting [1][2] Group 1: Reward Conditions and Standards - The revised regulations expand the scope of cases eligible for rewards to include serious violations that significantly disrupt market order, threaten financial security, or infringe on investors' rights, with the minimum penalty amount for rewards raised from 100,000 yuan to 1 million yuan [2] - The reward percentage has been increased from 1% to 3% of the penalty amount, with the maximum reward for providing major violation leads raised from 100,000 yuan to 500,000 yuan, and for cases with significant national impact or involving internal informants, the maximum reward has been unified to 1 million yuan [2] Group 2: Processing and Protection Mechanisms - The regulations establish strict confidentiality and protection measures for whistleblowers, including anonymous management of their identities and prohibiting retaliation through various means by any organization or individual [4] - A dedicated mechanism will prioritize the investigation of leads provided by internal informants, and whistleblowers will have the right to inquire about the processing status of their reports [3][4] Group 3: Accountability and Compliance - The regulations enhance accountability for those handling whistleblower reports, stipulating that staff who neglect their duties or engage in misconduct will face disciplinary actions, and serious cases may be referred to judicial authorities [4]