较大幅度提高奖励标准 证券期货违法行为吹哨人奖励工作规定公开征求意见

Core Points - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have revised the interim regulations on reporting violations in the securities and futures markets to enhance the whistleblower system and respond to market concerns [1] - The new draft regulations include significant changes to the reward system for whistleblowers, increasing the threshold for serious cases from 100,000 yuan to 1 million yuan [1] - The reward percentage for whistleblowers has been raised from 1% to 3% of the penalties imposed, with the maximum reward for providing major violation leads increased from 100,000 yuan to 500,000 yuan [1] Summary by Sections - Whistleblower System Improvement - The CSRC aims to promote a culture of accountability and fairness in the capital market by revising the whistleblower regulations [1] - The revisions are intended to better align with the requirements for high-quality development and regulatory enforcement in the capital market [1] - Reward Conditions - Serious cases that disrupt market order, threaten financial security, or infringe on investors' rights are now included in the reward scope [1] - The conditions for rewarding whistleblowers have been expanded to include those who provide relevant information anonymously and those who played a minor role in the violations [1] - Increased Reward Amounts - The maximum reward for whistleblowers providing significant leads has been standardized to 1 million yuan for cases with major national impact or involving particularly large amounts [1] - Additional negative conditions for rewards have been established, disqualifying whistleblowers who withdraw their reports or obstruct investigations [1]