证监会、财政部征求意见:较大幅度提高吹哨人奖励标准,最高100万元
Zheng Quan Ri Bao Wang·2025-09-30 15:08

Core Viewpoint - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have revised the whistleblower reward regulations to enhance the reporting system for securities and futures violations, aiming to promote a culture of accountability and support the high-quality development of the capital market [1][3]. Summary by Sections New Definitions and Reward Conditions - New definitions have been added to better reflect the spirit of justice and responsibility of whistleblowers [2][4]. - The conditions for rewards have been improved, including serious violations that significantly disrupt market order, endanger financial security, or infringe on investors' rights [2][4]. Increased Reward Amounts - The maximum reward for significant cases has been raised to 1 million yuan, up from previous limits of 300,000 yuan and 600,000 yuan [2][4]. - The reward percentage has increased from 1% to 3% of the penalty amount collected from the case [4][6]. Confidentiality and Protection Measures - Whistleblower identities will be managed anonymously, and strict confidentiality will be maintained to protect their rights [5][6]. - Any retaliation against whistleblowers by companies or institutions will be subject to severe penalties [7]. Supervision and Accountability - A mechanism for accountability has been established for those handling whistleblower reports, ensuring that negligence or misconduct will lead to disciplinary actions [7].