证监会最新发声!提高吹哨人奖励,奖金上限提升至100万
Nan Fang Du Shi Bao·2025-09-30 15:12

Core Points - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have revised the regulations on whistleblower rewards for reporting violations in the securities and futures markets, now titled "Regulations on Whistleblower Rewards for Securities and Futures Violations" [1][4] - The revisions aim to enhance the whistleblower system in response to new directives from the central government and increasing public demand for stronger enforcement against violations [4] Summary by Sections Background - The revision is driven by the central government's emphasis on improving the whistleblower system in capital markets, with new requirements from the Party Central Committee and the State Council [4] Key Changes - The name of the regulation has been changed to better reflect the whistleblower's role and to align with international practices [5] - The criteria for rewards have been expanded to include serious cases that significantly disrupt market order or harm investor rights, with the minimum reward amount increased from 100,000 yuan to 1 million yuan [5] - The reward percentage has been raised from 1% to 3% of the penalties collected, with maximum rewards for significant cases increased from 300,000 yuan to 1 million yuan [5][6] - A strict confidentiality protocol is established to protect whistleblower identities, with measures against retaliation from companies or individuals [7] - A mechanism for accountability and oversight is introduced to ensure that those handling whistleblower reports are held responsible for negligence or misconduct [7]