吹哨人奖励规则来了！证监会、财政部发文

Core Points - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance jointly released the "Whistleblower Reward Regulations" to enhance the whistleblower system and increase reward standards significantly [1][2] Group 1: Reward Standards - The reward amount has been increased from 1% to 3% of the penalty amount collected from the case [3] - The maximum reward for providing significant illegal activity leads has been raised from 100,000 yuan to 500,000 yuan [3] - For cases with nationwide significant impact or involving particularly large amounts, the maximum reward has been unified to 1,000,000 yuan [3] Group 2: Reward Conditions - The scope of cases eligible for rewards now includes serious violations that severely disrupt the securities and futures market, endanger financial security, or infringe on investors' rights [3] - Anonymous whistleblowers who provide relevant materials and those who played a minor role in the illegal activities are also eligible for rewards [3] - Whistleblowers who withdraw their leads or obstruct investigations will not be rewarded [3] Group 3: Reward Procedures and Protection Mechanisms - The regulations emphasize the importance of confidentiality and the protection of whistleblower rights, with a structured approach to handling leads [4][5] - A dedicated mechanism will prioritize the verification and handling of leads provided by internal informants [4] - Whistleblower identity information will be managed anonymously, and any retaliation against whistleblowers is strictly prohibited [5][6] Group 4: Accountability and Oversight - The regulations establish a mechanism for accountability, ensuring that those who fail to act on significant leads face consequences [6] - Staff members who neglect their duties or engage in misconduct regarding whistleblower leads will be subject to disciplinary actions [6]