最高100万！证券期货市场，吹哨人奖励新规要来了

Core Viewpoint - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have proposed a draft regulation to significantly increase the rewards for whistleblowers reporting securities and futures violations, enhancing the incentive structure to combat illegal activities in the capital market [1][4]. Summary by Sections Reward Standards - The reward amount for whistleblowers has been increased from 1% to 3% of the penalties collected from the case [4] - The maximum reward for providing significant violation leads has been raised from 100,000 yuan to 500,000 yuan [4] - For cases with nationwide impact or involving particularly large amounts, the maximum reward has been unified to 1 million yuan [4] Definition and Purpose - The draft regulation aims to refine the whistleblower system, emphasizing the role of whistleblowers in protecting investors' rights and aligning with international practices [2] - A whistleblower is defined as an individual or entity that provides evidence of securities and futures violations to the CSRC [2] Historical Context - The previous regulation was implemented in June 2014, and there has been a growing emphasis from the central government on strengthening the whistleblower system in response to market demands [3] Protection Mechanisms - The draft includes comprehensive protection for whistleblower identities, ensuring anonymity and safeguarding against retaliation [6][7] - Strict measures are outlined to prevent any form of intimidation or retaliation against whistleblowers, with severe penalties for companies that retaliate [7] Accountability and Oversight - The draft establishes a mechanism for holding accountable those who fail to act on whistleblower information, with potential legal consequences for negligence or misconduct [8]