美国暂停受理IPO

Core Points - The U.S. federal government shutdown has led to significant staffing reductions at key financial regulatory agencies, with the SEC furloughing over 90% of its employees, retaining only about 393 for urgent enforcement and market oversight [1] - The CFTC has retained only 5.7% of its 543 employees during the shutdown, which may hinder its ability to monitor markets and prevent fraud [1] - The shutdown could delay or cancel the release of critical economic data, affecting investor assessments of macroeconomic trends and potentially leading to asset price volatility [1] - The SEC will continue to process routine corporate filings but will suspend IPO applications, which may dampen the recent recovery in U.S. IPO activity [1] - As of September 29, 2023, U.S. IPOs have raised $52.94 billion this year, the highest since 2021, with 263 IPOs completed [1] Industry Impact - The shutdown may impact the approval of several cryptocurrency-linked ETFs, which were expected to launch in early October [2] - Democratic Congresswoman Maxine Waters warned that the shutdown poses significant risks to financial markets and investors, particularly at a time when strong regulation is needed [2] - The Federal Reserve and the FDIC will continue to operate normally, as their funding does not rely on congressional appropriations [2]