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中泰期货辽宁分公司被责令改正 为中泰证券控股子公司
Zhong Guo Jing Ji Wang·2025-10-07 08:32

Core Viewpoint - The Liaoning Securities Regulatory Bureau has imposed corrective measures on Zhongtai Futures Co., Ltd. for failing to effectively implement incompatible position separation and performance evaluation regulations, violating relevant regulatory provisions [1][2]. Group 1: Regulatory Actions - Zhongtai Futures' Liaoning branch is required to rectify its violations within 30 days of receiving the decision and submit a report on the corrective actions taken [1]. - A warning letter has been issued to Guan Yong, the head of Zhongtai Futures' Liaoning branch, for his direct responsibility in the violations [2][7]. Group 2: Company Background - Zhongtai Futures is a subsidiary of Zhongtai Securities, with a 63.10% ownership stake [3]. - The registered capital of Zhongtai Futures is 100.19 million RMB, and it operates primarily in the futures business [4].