又见罚单!知名私募陆浦财富被暂停产品备案六个月
Zhong Guo Jing Ji Wang·2025-10-09 01:23

Core Points - The China Securities Investment Fund Industry Association (CSRC) has imposed a six-month suspension on Lupu Wealth Management (Shanghai) Co., Ltd. for failing to disclose significant information affecting investors' rights [1][2] - Lupu Wealth was found to have violated multiple regulations, including the Private Fund Supervision Regulations and the Fund Law, due to its management of private funds and related trust plans [2] Group 1: Regulatory Actions - Lupu Wealth was penalized for not providing critical information to investors regarding the subordinate trust shares and the associated risks, including loan defaults and ongoing litigation [1][2] - The company has a history of regulatory issues, having faced multiple penalties in the past for similar violations, including fines and warnings from the Shanghai Securities Regulatory Bureau [2] Group 2: Company Background - Lupu Wealth was established in September 2013 with a registered capital of 20 million yuan and operates as a private fund manager with an asset management scale between 5 billion and 10 billion yuan [2] - The company has been involved in various compliance issues, including unfulfilled fund liquidation and misrepresentation of investment risks to clients [2][3]