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东兴基金:加强合规风控建设,夯实高质量发展根基
Xin Lang Ji Jin·2025-10-14 03:05

Group 1: Industry Overview - The "Beijing Public Fund High-Quality Development Series Activities" aims to enhance investor education and protection, promote the transformation and upgrading of the public fund industry, and improve its ability to serve the real economy [1] - The China Securities Regulatory Commission (CSRC) has introduced a series of regulations emphasizing the importance of compliance and risk management within fund companies, aiming to strengthen internal management and accountability [1] Group 2: Company Initiatives - Dongxing Fund recognizes the critical role of compliance and risk control, maintaining a "steady progress" approach while focusing on optimizing systems and enhancing capabilities in governance and internal control [2] - The company has established a comprehensive risk management framework that includes a board of directors, risk control committee, and various management levels to ensure effective compliance and risk management [2][3] - Since 2025, Dongxing Fund has intensified its compliance and risk control efforts in line with the CSRC's action plan, enhancing risk monitoring and analysis for key products amid increased market volatility [2] Group 3: Risk Management Strategy - Dongxing Fund has developed a holistic risk management system that integrates risk management into strategic planning, product design, investment operations, and customer service [3] - The company aims for high-quality development through effective risk control, viewing comprehensive risk management as both a safety net and a catalyst for seizing opportunities in areas like technology finance and green finance [3] - By embedding risk management throughout its operations, Dongxing Fund seeks to balance risk prevention with development, positioning itself as a protector of wealth and a stabilizing force in the capital market [3]