新湖期货重庆营业部被警示 实控人为”新湖系”掌门黄伟

Core Viewpoint - The Chongqing branch of Xinhu Futures Co., Ltd. has been issued a warning letter by the Chongqing Securities Regulatory Bureau due to inadequate compliance management in intermediary business, reflecting internal control deficiencies and non-compliance with regulatory standards [1][5]. Company Overview - Xinhu Futures Co., Ltd. was established in 1995 and has a net asset exceeding 1.3 billion RMB. The company has over 500 employees and operates 30 branches and 2 subsidiaries nationwide [1]. - The company is primarily owned by Hangzhou Xinghe Investment Development Co., Ltd. and Shanghai Zhongfu Industrial Co., Ltd. [2]. Shareholding Structure - Zhejiang Xinhu Group Co., Ltd. holds a direct stake of 8% and an indirect stake of 57.24% in Xinhu Futures, with Huang Wei being the actual controller and major shareholder [2][3]. Regulatory Compliance - The Chongqing Securities Regulatory Bureau found that the Chongqing branch failed to effectively manage compliance risks, particularly in the verification of client information and risk assessment processes, violating Article 56 of the Futures Company Supervision Management Measures [1][4][5]. - The regulatory measures taken include issuing a warning letter, which is a standard procedure for addressing compliance failures as per Article 109 of the same regulations [4][5].