首创证券股份有限公司关于国有股份无偿划转的提示性公告

Overview of the Announcement - Beijing Capital Entrepreneur Group Co., Ltd. plans to transfer 97,423,157 shares of Capital Securities Co., Ltd. (3.56% of total shares) to Beijing Infrastructure Investment Co., Ltd. through a non-compensatory transfer [2][5][7] Approval and Procedures - The transfer requires approval from the Beijing State-owned Assets Supervision and Administration Commission, compliance confirmation from the Shanghai Stock Exchange, and completion of share registration with China Securities Depository and Clearing Corporation [2][10] Shareholding Structure - Before the transfer, Capital Group held 1,551,690,000 shares (56.77%) and was the controlling shareholder, while Beijing Investment held 473,080,000 shares (17.31%) [5][6] - After the transfer, Capital Group will hold 1,454,266,843 shares (53.20%), and Beijing Investment will hold 570,503,157 shares (20.87%) [5][6] Purpose of the Transfer - The transfer aims to deepen strategic cooperation with Beijing Investment, enhance support for Capital Securities' business development, and optimize the shareholder structure [7] Compliance and Restrictions - The transferred shares are subject to a lock-up period until December 22, 2025, in accordance with regulatory rules [5][10] - Both parties are controlled by the Beijing State-owned Assets Supervision and Administration Commission, ensuring compliance with existing commitments regarding share circulation and voluntary lock-up [10]