刚刚,证监会发声,事关资本市场AI+
Zheng Quan Ri Bao Wang·2025-10-29 12:47

Core Viewpoint - The China Securities Regulatory Commission (CSRC) emphasizes the integration of artificial intelligence (AI) in the capital market to enhance risk management, regulatory compliance, and high-quality development, while ensuring investor protection [1][2][3] Group 1: AI Integration in Capital Markets - The CSRC is actively promoting the application of AI technologies in various sectors such as customer service, investment research, risk management, and operational management within securities, fund management, and futures companies [1] - A focus on high-value application scenarios is encouraged to deepen the integration of business and technology, exploring pilot projects for "AI + capital markets" [2] Group 2: Infrastructure and Data Sharing - The establishment of public intelligent computing infrastructure is prioritized to reduce AI application costs for industry institutions, alongside the creation of a shared knowledge base and high-quality data sets [2] - The development of an industry standard system for AI applications is essential to ensure compatibility, safety, and regulatory compliance within the securities, fund, and futures sectors [2] Group 3: Risk Management and Safety Measures - A comprehensive risk control system covering the entire model development and deployment process is to be established, with a focus on human oversight in critical decision-making processes to mitigate systemic risks [2] - Enhanced data and network security measures are necessary to prevent sensitive data leaks and ensure the safety of AI systems [2] Group 4: Future Outlook - The securities and futures industry aims to combine proactive advancement with risk prevention, accelerating the integration of new information technologies like AI into capital market operations to support high-quality digital transformation [3]