证监会：推动资本市场高质量数字化转型

Core Viewpoint - The China Securities Regulatory Commission (CSRC) emphasizes the integration of artificial intelligence (AI) with capital markets to enhance digital transformation and support high-quality development during the 14th Five-Year Plan period [1][2]. Group 1: AI Integration and Development - The CSRC is committed to advancing the integration of AI and new information technologies within the capital market, focusing on high-quality digital transformation [1]. - AI applications in securities, fund management, and futures companies are showing positive development trends, enhancing customer service, investment research, risk management, and operational management [1]. - The CSRC aims to explore high-value application scenarios for AI in capital markets, promoting financial technology innovation while ensuring risk control and tolerance [2]. Group 2: Infrastructure and Data Sharing - There is a push to strengthen foundational support by developing public intelligent computing infrastructure to reduce AI application costs for industry institutions [2]. - The establishment of an industry-wide model platform and high-quality data sets is being explored to support AI applications and enhance data sharing [2]. - The CSRC plans to create a shared knowledge base and develop an industry standard system for AI applications to ensure compliance, compatibility, and safety [2]. Group 3: Risk Management and Safety Measures - A comprehensive risk control system covering the entire process of model development, deployment, and iteration is to be established to assess safety risks [3]. - The importance of human oversight in critical decision-making processes is highlighted to prevent systemic risks associated with AI limitations [3]. - Enhanced data and network security management measures are being implemented to prevent sensitive data leaks and strengthen the protection of AI systems [3].