证监会副主席李超：推动资本市场高质量数字化转型

Core Viewpoint - The China Securities Regulatory Commission (CSRC) emphasizes the integration of artificial intelligence and new information technologies into the capital market to promote high-quality digital transformation and development during the 14th Five-Year Plan period [2]. Group 1: Digital Transformation and AI Integration - The securities and futures industry will combine proactive advancement with risk prevention, accelerating the deep integration of artificial intelligence and other new generation information technologies into capital market operations [2]. - The CSRC has been implementing actions like "AI + capital market" and "data elements ×" to transition regulatory methods towards digitalization and intelligence [2][3]. - AI applications in securities firms, fund management companies, and futures companies are showing positive development trends in areas such as customer service, investment research, risk management, and operational management [2]. Group 2: Focus on High-Value Applications - The industry aims to focus on high-value application scenarios, promoting deep integration of business and technology while exploring pilot projects for financial technology innovation [3]. - There is a push to strengthen foundational support by building public intelligent computing infrastructure to reduce AI application costs across the industry [3]. - The establishment of a shared knowledge base and high-quality data sets is being explored to support the application of large models in the capital market [3]. Group 3: Risk Management and Safety Measures - A comprehensive risk control system covering the entire model development, deployment, and iteration process will be established to assess model safety risks [4]. - The importance of human oversight in critical decision-making processes is highlighted to avoid systemic risks associated with AI limitations [4]. - Enhanced data and network security management measures will be implemented to prevent sensitive data leaks and strengthen the security of AI systems [4].