证券结算风险基金计收范围和交纳比例迎调整

Group 1 - The revised regulations optimize the investment, storage, and usage of risk funds, expanding the investment scope from only bank deposits to include key term government bonds and other approved forms of fund utilization [1] - The requirement for risk funds to maintain a bank deposit balance of no less than 70% of the total net assets at the end of the previous month has been established [1] - The process for utilizing risk funds has been simplified, shifting from prior approval to post-reporting in line with the State Council's directive to eliminate administrative approval items [1] Group 2 - The regulations enhance risk prevention and internal management provisions, mandating settlement participants to establish comprehensive risk prevention and internal control systems [2] - Securities registration and settlement institutions are required to develop internal management systems that clarify the collection, management, and usage of risk funds, along with annual reporting to the CSRC and the Ministry of Finance [2] - The regulations detail the recovery and accountability arrangements for utilizing risk funds in cases of advance payments, compensation for default settlement losses, technical failures, and operational errors [2] - Currently, the total net assets of the risk fund exceed 3 billion, and settlement participants who have paid the risk fund for over a year will not be required to make additional payments due to this revision [2]