“指挥”9亿元资金 券商证券投资部总经理买股票 不但没赚钱 反被重罚470万元

Core Points - The China Securities Regulatory Commission (CSRC) imposed a fine of 4.7 million yuan on a securities company manager, Tang Mouming, for insider trading and violations related to stock trading by employees [1][6][7] - Tang's actions included controlling accounts to conduct synchronized trading and using undisclosed information to suggest trading activities to others, resulting in a total investment of 76,291.99 million yuan in stocks [1][3][4][5] Summary by Sections Administrative Penalty - The CSRC's Heilongjiang Regulatory Bureau issued an administrative penalty decision against Tang Mouming, who was the general manager of the securities investment department at a securities company [1][3] - The total fine imposed on Tang was 4.7 million yuan, with 450,000 yuan specifically for his "rat trading" activities [1][7] Trading Activities - From November 15, 2022, to January 29, 2024, Tang controlled accounts to conduct synchronized buying of stocks, including China Satellite and Poly Developments, with a total amount of 30,024.39 million yuan, accounting for 57.47% of the total number of stocks bought [3][4] - Tang also used other accounts to conduct similar trading activities, with significant amounts invested in various stocks, totaling 55,134.90 million yuan in synchronized trading [3][6] Use of Undisclosed Information - Tang utilized undisclosed information to suggest trading activities to others, including individuals named Xing and Xie, leading to substantial synchronized buying in multiple stocks [4][5] - The total amount of synchronized buying by these individuals reached 11,385.75 million yuan, with no illegal gains reported [5][6]