Core Points - A securities industry professional, Liu Zefang, was penalized for illegal stock trading activities [1] - The total transaction amount involved was approximately 39.14 million yuan, resulting in a loss of about 139,803.64 yuan [1] - The regulatory authority, Xiamen Securities Regulatory Bureau, imposed a fine of 45,000 yuan based on the violations of the Securities Law [1] Regulatory Actions - Liu Zefang's actions were found to violate multiple provisions of the revised Securities Law from 2005 [1] - The specific articles cited include Article 43 and Article 40, leading to the conclusion of illegal behavior under Articles 199 and 187 [1] - The penalty reflects the severity and social harm of the violations committed by Liu Zefang [1]
光大证券营业部员工违规炒股被罚