浩坤昇发盘中拉抬打压股价 被出具警示函

Core Viewpoint - Zhejiang Securities Regulatory Bureau issued a warning letter to Zhejiang Haokun Shengfa Asset Management Co., Ltd. for various violations in its private fund operations [2][3] Group 1: Regulatory Actions - The Zhejiang Securities Regulatory Bureau identified several issues with Haokun Shengfa's private fund operations, including unfair treatment of different fund assets managed by the company [3] - Misleading statements were found in the promotional materials for the private funds [3] - The company failed to maintain decision-making records for reverse transactions conducted on the same day [3] - There were violations of internal investment trading systems, including actions that manipulated stock prices [3] Group 2: Accountability - Zhang Menfa, the legal representative and general manager of Haokun Shengfa, was held primarily responsible for the identified issues due to a lack of diligence in fulfilling his duties [3] - The regulatory authority decided to issue a warning letter to Zhang Menfa, which will be recorded in the securities and futures market integrity archive [3] Group 3: Company Profile - Haokun Shengfa is a private securities investment fund established in June 2016, with registration completed in November 2017 [3] - The company has 15 full-time employees, all of whom hold qualifications for fund management [3] - The assets under management range between 2 billion to 5 billion yuan [3]