Xin Lang Zheng Quan·2025-11-15 02:35Core Viewpoint - The Zhejiang Securities Regulatory Bureau has issued a warning letter to Shen Yu, an employee of GF Securities, for promoting and selling financial products not issued or sold by GF Securities, resulting in improper benefits [1] Regulatory Compliance - Shen Yu's actions violated multiple regulations, including the "Regulations on the Management of Financial Products Distributed by Securities Companies" and the "Supervision and Management Measures for Directors, Supervisors, Senior Management Personnel, and Practitioners of Securities and Fund Management Institutions" [1] - The specific articles violated include Article 17, Paragraph 1 of the aforementioned regulations, and Article 26, Items 1 and 2 of the supervision measures [1] Penalty Measures - The regulatory authority decided to impose a supervisory management measure by issuing a warning letter to Shen Yu, which will be recorded in the integrity database of the securities and futures market [1]