“老鼠仓”再现!私募从业人员林艺平“监守自盗”:非法获利近8858万元,被罚没1.77亿元,遭市场禁入5年
Xin Lang Zheng Quan·2025-11-16 07:56

Core Points - The China Securities Regulatory Commission (CSRC) Zhejiang Bureau has imposed administrative penalties on Lin Yiping for insider trading, resulting in a total fine of 177 million yuan, including the confiscation of illegal gains of 88.5769 million yuan [1][2] - Lin Yiping was employed at a technology company in Hangzhou and had access to undisclosed information, which he used to conduct synchronized stock trading, leading to significant profits [1][2] - The case highlights the potential risks in information management and internal controls within the private equity fund industry, emphasizing the need for stricter compliance and internal governance [2][3] Regulatory Actions - Lin Yiping's actions violated multiple regulations, including the Securities Investment Fund Law and the Interim Measures for the Supervision and Administration of Private Investment Funds, leading to a five-year ban from the securities market [2] - The severity of Lin Yiping's violations reflects the regulatory body's zero-tolerance stance towards insider trading and similar illegal activities within the private equity sector [3] Industry Implications - The incident serves as a warning for private equity fund managers to enhance internal controls and compliance management to prevent similar risks in the future [3]