私募IT人员利用未公开信息炒股盈利,被罚没1.77亿元
Zhong Zheng Wang·2025-11-17 06:47

Core Points - Zhejiang Securities Regulatory Bureau has issued an administrative penalty decision exposing a case of illegal stock trading by a quantitative private equity employee using undisclosed company information [1][2] - Lin Yiping, while employed at a technology company, engaged in trading activities that violated regulations by accessing and processing undisclosed information from two private equity fund managers under the same control [1][2] Summary by Sections Violation Details - Lin Yiping was involved in trading activities from November 16, 2022, to September 6, 2023, using multiple securities accounts to buy stocks in the Shanghai and Shenzhen markets, resulting in profits [1] - Evidence supporting the violation includes company documents, trading records, and testimonies, confirming the illegal activities [1] Regulatory Actions - The Zhejiang Securities Regulatory Bureau determined that Lin Yiping's actions violated specific regulations regarding the use of undisclosed information for stock trading [2] - As a result, Lin Yiping was ordered to correct his actions, received a warning, and had illegal gains of 88.5769 million yuan confiscated, along with a fine of 8,857.69 yuan, totaling over 177 million yuan [3] - Due to the severity of the violations, Lin Yiping has been banned from the securities market for five years [3]