证监会撤销这家公司的证券投资咨询业务许可

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has revoked the securities investment consulting business license of Zhongfang Xinfu due to serious violations, including conducting business during a regulatory suspension and submitting false reports to the securities regulatory authority [5][6]. Group 1: Violations and Investigations - Zhongfang Xinfu engaged in business activities and client expansion during a period when administrative regulatory measures prohibited such actions [5]. - The CSRC initiated an investigation into Zhongfang Xinfu's illegal activities, which included failing to maintain required documentation and records for client interactions from 2021 to 2023 [5]. - The company did not properly retain marketing service records for 13 clients and failed to keep complete records for 221 clients regarding business promotion and service provision in 2020 [5]. Group 2: False Reporting - Zhongfang Xinfu submitted documents to the securities regulatory authority that contained false statements [5]. - During the regulatory suspension, the company reported no new clients; however, it was found to have added 223 new clients, contradicting its submitted statements [6]. - The financial data reported by Zhongfang Xinfu for 2021 and 2022 did not match the corresponding figures in the audited financial reports, indicating discrepancies in reported operating income and net profit [6].