宁波韵升股份有限公司非公开发行限售股上市流通公告

Core Viewpoint - The announcement details the upcoming public listing of 35,999,015 shares from a non-public issuance by Ningbo Yunsheng Co., Ltd, scheduled for November 24, 2025 [2][4][11] Group 1: Stock Issuance Details - The type of stock being listed is from a non-public issuance, with a total of 35,999,015 shares set to be listed [2][3] - The shares were part of a non-public issuance approved by the China Securities Regulatory Commission, which involved a total of 102,854,330 shares issued to 15 specific investors [5][10] - The shares held by Ningbo Yunsheng Technology Investment Co., Ltd are the only ones remaining under lock-up, as the other 14 shareholders had their shares released from lock-up on May 23, 2023 [5][10] Group 2: Changes in Share Capital - Following the non-public issuance on November 23, 2022, the company's total share capital increased from 1,009,513,721 shares to 1,112,368,051 shares [6] - Subsequent share buybacks and cancellations reduced the total share capital to 1,099,041,051 shares as of November 18, 2025 [7][8] Group 3: Lock-up Commitments - The shares from the non-public issuance are subject to a lock-up period, with Ningbo Yunsheng Technology Investment Co., Ltd restricted from transferring its shares for 36 months, while other investors are restricted for 6 months [10] - All parties involved have adhered to their commitments regarding the lock-up period, ensuring compliance with relevant laws and regulations [10] Group 4: Verification by Intermediaries - The sponsoring institution, Guotai Junan Securities Co., Ltd, has verified that the number of shares being released from lock-up and the timing of the listing comply with legal regulations [10]