Xin Lang Cai Jing·2025-11-19 09:29Core Points - The China Securities Regulatory Commission (CSRC) imposed a penalty on Lu Xuan, a securities company employee, for illegal stock trading using her mother's account over nearly ten years, resulting in a total fine of 361,300 yuan [1][4] Group 1: Violation Details - Lu Xuan, born in November 1982, worked at Everbright Securities and Guodu Securities from March 2007 to August 2024, engaging in stock trading through her mother's account, which had a total transaction amount of 27.73 million yuan and a profit of 181,300 yuan [2][3] - The investigation revealed that Lu Xuan's actions violated the Securities Law, which prohibits securities personnel from trading stocks directly or through others' names [3][4] Group 2: Regulatory Response - The CSRC noted Lu Xuan's cooperation during the investigation, which was considered in the penalty decision, leading to the confiscation of illegal gains and a fine [4][5] - The case highlights the regulatory body's strict stance against insider trading and the importance of compliance among securities personnel, emphasizing that any attempts to circumvent regulations will result in consequences [5]