Core Points - The Beijing Securities Regulatory Bureau has disclosed an administrative penalty decision against Lu Xuan for illegal securities trading [1][2] - Lu Xuan was employed at Everbright Securities and Guodu Securities from March 1, 2007, to August 8, 2024, and engaged in trading activities using a securities account held by her mother [1] - The total transaction amount was 27,731,658.64 yuan, with a profit of 181,275.50 yuan from July 2, 2013, to January 4, 2023 [1] Summary of Violations - Lu Xuan's actions violated multiple provisions of the Securities Law, specifically Articles 43 and 40, leading to penalties under Articles 199 and 187 [1] - The Beijing Securities Regulatory Bureau decided to confiscate Lu Xuan's illegal gains of 181,275.50 yuan and impose a fine of 180,000 yuan based on the nature and severity of the violations [2]
一从业人员违规炒股十年被罚 曾任职光大证券国都证券