以金融文化筑牢信义根基保护投资者合法权益

Core Viewpoint - The Fourth Plenary Session of the 20th Central Committee of the Communist Party of China outlines the main goals for economic and social development during the "15th Five-Year Plan" period, emphasizing high-quality development in the economy and capital markets, which raises new requirements for the public fund industry [1][2] Group 1: Financial Culture and Responsibilities - The public fund industry is expected to fully understand and implement the new requirements set forth by the Central Committee regarding the construction of a financial power, translating strategic directions into concrete actions to support the "15th Five-Year Plan" goals [2][3] - The concept of fiduciary duty is central to the financial industry, emphasizing integrity, responsibility, and long-term value, which is a key component of Chinese financial culture [3][4] Group 2: Risk Management and Compliance - The company has established a comprehensive risk prevention system to ensure fiduciary responsibilities are upheld, integrating compliance culture into all operational aspects [3][5] - The company emphasizes a "zero tolerance" policy towards compliance violations, continuously refining its compliance accountability mechanisms to delineate clear boundaries for business development [5][6] Group 3: Technological Innovation in Finance - The company is leveraging financial technology to enhance compliance and risk management, employing big data and artificial intelligence to improve investment research and decision-making processes [6][7] - The establishment of a digital infrastructure for information disclosure aims to automate compliance processes, thereby increasing efficiency and reducing operational risks [6][7] Group 4: Cultural and Ethical Development - The company is committed to fostering a culture of compliance and ethical behavior among employees, utilizing innovative training methods to enhance awareness and participation in compliance practices [4][5] - The integration of technology in compliance efforts is seen as a means to strengthen legal operations while ensuring the protection of investor rights [6][7]