Core Points - The Fourth Plenary Session of the 20th Central Committee of the Communist Party of China will be held in October 2025, outlining major goals for economic and social development during the "14th Five-Year Plan" period [1] - The public fund industry is expected to enter a new stage of high-quality development, aligning with national strategies and enhancing risk prevention measures [1][2] - The integration of financial culture and the construction of a financial power is emphasized, with a focus on ethical responsibilities and investor interests [2][3] Industry Development - The "14th Five-Year Plan" is a critical period for achieving socialist modernization and promoting high-quality financial development [1] - The China Securities Regulatory Commission has issued an action plan to promote high-quality development in the public fund industry, emphasizing the importance of adhering to the Party's leadership in financial work [1][2] - The public fund industry is encouraged to translate strategic directions into concrete actions to support national goals [1][2] Company Initiatives - Pengyang Fund emphasizes a value pursuit of responsible investment and risk prevention, aiming to protect investors' legal rights while contributing to the high-quality development of the real economy [1][3] - The company has established a comprehensive risk prevention system and a robust legal compliance framework to ensure the practical implementation of fiduciary responsibilities [3][4] - Pengyang Fund actively embraces financial technology, integrating it into compliance culture and training to enhance risk awareness among employees [5][6] Compliance and Risk Management - The company has developed a systematic internal compliance training and integrity culture education system to strengthen risk awareness and protect investors' rights [4][5] - A zero-tolerance approach to compliance violations is adopted, with continuous improvement of compliance accountability mechanisms [5][6] - The use of technology in compliance management includes automated updates of legal regulations and contract management, ensuring adherence to personal information protection principles [6][7] Financial Technology and Innovation - Financial technology is seen as a key driver for enhancing risk management and fostering innovation within the public fund industry [6][7] - Pengyang Fund is leveraging big data and artificial intelligence to improve investment research and risk management processes, enhancing decision-making efficiency [6][7] - The company is committed to protecting intellectual property rights and ensuring that technological innovations comply with legal standards [7]
鹏扬基金宋震： 以金融文化筑牢信义根基 保护投资者合法权益
Zhong Guo Zheng Quan Bao·2025-11-27 21:25