Xin Lang Cai Jing·2025-11-28 09:46Core Viewpoint - The Hong Kong Securities and Futures Commission (SFC) has issued a restriction notice to Futu Securities International (Hong Kong) Limited and Dongwu Securities International Brokerage Limited, prohibiting them from handling assets held in accounts ultimately owned by a board member of a listed company, who is suspected of misconduct and violating his duties to the company [1]. Group 1 - The restriction notice prevents the two brokerage firms from disposing of or processing the assets in the specified accounts without prior written consent from the SFC [1]. - The notice requires the brokerage firms to immediately inform the SFC if they receive any instructions related to the restrictions [1]. - The action indicates regulatory scrutiny over potential misconduct involving board members of listed companies in Hong Kong [1].