宝新能源:实控人因违规减持等收行政处罚事先告知书 拟被警告并罚没3754万元

Core Viewpoint - Guangdong Baoliwa New Energy Co., Ltd. announced that its actual controller, Ye Huanneng, received an administrative penalty notice from the China Securities Regulatory Commission (CSRC) regarding undisclosed shareholding arrangements in 2017 and illegal share reductions in 2021, with a total penalty of 37.54 million yuan [2][8]. Group 1: Administrative Penalty Details - The penalty notice includes two main parts: - The first part (Notice No. 20) involves a shareholding arrangement where 111,188,325 shares were transferred to Ning Yuanxi for holding, which was not disclosed to the company, leading to a proposed fine of 2 million yuan [3][9]. - The second part (Notice No. 21) pertains to illegal share reductions from December 20 to December 27, 2021, involving a reduction of 1.1% of shares, amounting to approximately 141 million yuan, with a proposed fine of 10 million yuan and confiscation of illegal gains of about 25.54 million yuan [10]. Group 2: Company Operations and Financial Performance - The company stated that the matters in the penalty notice do not involve the listed company or its current directors and senior management, and will not affect its normal operations [4][10]. - For the first three quarters of the year, the company reported revenue of approximately 6.754 billion yuan, a year-on-year increase of 10.61%, and a net profit attributable to shareholders of 821 million yuan, up 38.62% year-on-year [5][11].